Costco Wholesale C-TPAT

SUPPLY CHAIN SECURITY CHECKLIST
Vendor Name:     Date of Audit:
Name of Facility:
Location of Facility:
Location in Chinese (If Applicable)

1. Facility has a written security procedure plan. Yes No
2. On the day of the visit, auditors observed that the facility is enclosed with fence or wall. Yes No
3. Facility reports that security guards are at the entrance during work hours.      Yes No
4. Facility reports that 100% of visitors are checked for entry permission. Yes No
5. Auditors were stopped and checked for entry permission. Yes No
6. Facility has procedures for identifying unauthorized or unidentified persons. Yes No
7. Visitor provides proof of identity and record logs are kept. Yes No
8. On the date of the audit, auditors observed 100% of employees are documented per country¡¯s labor laws.      Yes No
9. Facility reports that 100% of employees are required to wear identification badges. Yes No
10. Facility reports that all containers are loaded on facility site and auditors observed a loading area. Yes No
11. Facility loading dock and cargo area are secure to prevent unauthorized access. Yes No
12. Facility has procedures for affixing, replacing, recording, tracking and verifying seals on containers, trailers and rail cars. Yes No
13. Facility has procedures for tracking the movement of incoming and outgoing goods. Yes No
14. Facility properly stores empty and full containers to prevent unauthorized access. Yes No
15. Facility conducts employment screening and interviewing of prospective employees to include periodic background checks and application verifications. Yes No
16. Facility conducts security awareness training for employees to include recognition of internal conspiracies, maintenance of product integrity, determination of unauthorized access, and procedures to address unauthorized access.
  Yes
  No
Comments:



Name of Contact (Owner or Officer of facility)      Title
Signature: Signature on File
Auditor      Auditor